中國商業(yè)銀行內(nèi)部控制制度完善和風(fēng)險(xiǎn)防范.pdf

1、山西財(cái)經(jīng)大學(xué)碩士學(xué)位論文中國商業(yè)銀行內(nèi)部控制制度完善和風(fēng)險(xiǎn)防范姓名：喬娟申請學(xué)位級別：碩士專業(yè)：金融學(xué)指導(dǎo)教師：楊有振2006-03-28山西財(cái)經(jīng)大學(xué)碩士學(xué)位論文 2 Abstract The thesis is about internal control system perfection and risk prevention of China’ s commercial banks. As a high- risk in

2、dustry, commercial bank faces many risks. There are many factors that cause the bank’ s risks, and the imperfection of internal control system is an important one. In order to prevent risks effectively, it’ s

3、critical to strengthen the construction of the control system inside commercial banks. As for China’ s commercial banks, they strengthen their capacity for internal control, but a large number of unsafe

4、 factors still exist in China’ s banks. Contrast with abroad commercial banks, the internal control of China’ s banks is imperfect. Thereby it is an important task to perfect internal control sy

5、stem for China’ s commercial banks, and it is the main intention of this thesis. The thesis observes the current situation of our country’ s commercial banks from a lot of true examples. It a

6、nalyses the existing problems of internal control in Chinese commercial banks combing the typical financial cases happened in recent years. Then, it summarizes the deficiencies in the internal control of commer