西部信托·中信證券定向資管單一資金信托 盡職調(diào)查報(bào)告

1、balancedrunthesatisfactionofthepeopleeducation.RoomXXCityBureauofeducationalsupervisionofXXmunicipalityMay62016CountyeconomicinfmationBusinessCouncilSystemCommittee“twolearnado“l(fā)earningarrangementsspecificprogrammefadvan

2、cefullstrictlyrulepartyaccdingtoCountyganizationDepartmentonCounty“twolearnado“l(fā)earningarrangementsofspecificprogrammeIBoardlearningeducationimplementationprogrammespiritaccdingtodistinguishlevelhastargetedsolutionproble

3、mofrequirementsensurelearningeducationmadeeffectivenesspromoteallmembersconsciouslyrespectedConstitutioncomplywithpartyruleswithXIGeneralSecretaryseriesimptantspeechspiritarmedmindguidepracticePromotethewkbequalifiedpart

4、ymemberslearningarrangementsareherebymakesthefollowingspecificprogrammes.LearningrequirementsonallpartymemberstostudythepartyConstitutionpartyrulesunifytheXIseriesofimptantspeechGeneralSecretaryspeechlearningseriestodeep

5、enunderstingoftheConstitutionPartyrulesConstitutionPartyrulesinthedeepinsightseriesaddressthebasicspiritpracticalrequirements.1.ConstitutionPartyrules.LearningofthepartyConstitutionadeepunderstingofthepartysnaturepurpose

6、guidingprinciplesgoalsganizationgoodstylegraspconditionsrightsobligationsofpartymembersbearinginmindthatoathclearqualifiedpartymembercriteriaconditions.LearningthecodeofselfdisciplineoftheCPCtheCPCsdisciplinaryregulation

7、stheChineseCommunistPartyMemberRightsdinancesoonmasteringselfdisciplinestardsof“fourmust“the“fourupholdings“masteringvarioustypesofdisciplinaryoffencepunishmentprovisions.2.seriesspoke.ToXIGeneralSecretaryseriesimptantsp

8、eechreading(2016version)outpovertyfbasictextbooklearningunderstXIGeneralSecretaryseriesimptantspeechofbasicspiritlearningunderstCentralrulingactingpoliticalnewconceptnewthoughtnewstrategyofbasiccontentlearningunderstXIGe

9、neralSecretaryinFujianwkduringadvocateof“fourgrassroots““immediatelyondo““““weakbirdfirstfly“theinNanpingresearchstudyproposedof“gravityXiamoved““innovationmechanism“imptantthoughtMasterstrengthenthepartyspiritfulfillsth

10、epurposeideasmalacterconservationrelatedtothebasicrequirements.Mainunderstmasterfollowingaspectscontent:(1)idealfaithisCommunistsspiritShangof“calcium“setrightofwldviewOutlookonlifevalues(2)Chinadreamisnationalofdreamnat

11、ionalofdreampeopleofdreamisChinesemodernyilaimostgreatofdreamceEssentialsisnationalprosperitynationalrevitalizationpeoplehappiness(3)ChinafeaturesSocialistisachievedChinesegreatrevivalofwayenhancedroadconfidencetheyconfi

12、dencesystemconfidence(4)“fourafull“StrategylayoutisnewofhistyconditionsXiapartyrulingactingpoliticaltotalstrategyconsciouslywith“fourafull“l(fā)edthewk(5)insistedinnovationcodinationgreenopenshareddevelopmentisrelationshipCh

13、inadevelopmentglobalofonedeepchangeaccdingtonewdevelopmentconceptdojob(6)practicelineSocialistcevaluespromoteSocialistthoughtmalChinesetraditionalvirtuefullstrictlyrulepartyisallmemberscommonresponsibilitymustimplementat

14、iontoeachbrancheachnamemembers.3...Playavanguardexemplaryroleinlife.Keeptothecrectpoliticalientationpoliticalsensitivitypoliticaljudgmentdaretofightagainstallkindsofwrongthoughtwrongwdsdeeds.(2)firmlyestablishconsciousne

15、ssofthepartythepartymembersconsciousness.Focusonsomepartymemberssenseofganizationdisciplinetheydonotparticipateintheganizationisnotrequiredtopaymembershipduesfalongtimedonotplayavanguardexemplaryrolesomedontevenmentionme

16、mbershipfailtomakeadistinctionbetweenrightwrongfailingtoobservepoliticaldisciplinerulessoon.AlwayskeepinmindthatheisaCommuniststrengthenpartyspiritlisteningpartypartypartypartypartypartyguardingpartyatthepartythepartyfth

17、eparty.(3)strengtheningtheconsciousnessofthepartyspurpose.Focusonpeoplesconceptionofsomepartymemberslackofsenseofservicedonotcarefthemassesdidnottaketheinitiativesomeevenhurtpublicinterestsjobexcellentthickfriendseatings

18、oon.Bearinginmindthefundamentalpurposeofservingtoppeopleatheartclosetieswiththemassesbekindtopeoplededicatedtopublicserviceplayapartinpovertyreliefwithpracticalactionstowinthetrustsupptofthemasses.(4)activelypracticingth

19、eSocialistcevalues.Focusondonotobservestringentmembersknowledgeoutofdevotiontalkaboutethicsgoodfaithisnotenoughsomeevenvaluedisttionsmalmisconductsexyvulgarmaterialisticsoon.StrengtheningmalcultivationZontafgoodpayattent

20、iontoselfdisciplinespiritualpursuittointernalizethecevaluesintoconsciousactionwithexemplarybehaviinfluenceleadpeople.(5)setupinthepracticeofpromotingrefmdevelopmentstability.Focusonsomepartymemberswiththestatusquoalessag

21、gressivemooddepressedsayingsluggishagainjusttogetbynotseekingguodeyingsomeevenperfunctyaddressevadingresponsibilityotherissues.Activelyadapttotheeconomicdevelopmentofthenewnmalseriouslyimplementthenewdevelopmentphilosoph

22、yhardwkhardwkhardbasedontheirowndedication.SecondontheCouncilofthesectionlevelcadresaboverequirementssectionabovepartycadrestotaketheleadintheeducationwkingcloselywithleadingpracticelearnmebettermestrictrequirementshighe

23、rstrivetoimprovetheideologicalpoliticalqualitytheeticallevels.1.ConstitutionPartyrules.SystemlearningunderstingCPCarticlesinfullgraspbasiccontentofbasedShangfocusmasterConstitutionmastermemberspartyofganizationsystempart

24、yofCentralganizationpartyofplaceganizationpartyofgrassrootsganizationspartyofcadrespartyofdisciplinechaptercontentdeepgrasp“twoavanguard“ofnaturemissionfurtherclear“fouraservice“ofrequirementsmastermembersleadersmusthaso

25、fsixitemsbasicconditions.StudyingthecodeofselfdisciplineoftheCPCtheCPCdisciplinaryregulationsregulationsoftheCPClocalcommitteesofthepartywkoftheChineseCommunistParty(ftrialimplementation)dinancesuchastheionappointmentofp

26、artyGovernmentleadingcadreswkofimptantlawsregulationswithin西部信托西部信托中信證券定向資管中信證券定向資管單一資金信單一資金信托盡職調(diào)查報(bào)告盡職調(diào)查報(bào)告項(xiàng)目名稱：項(xiàng)目名稱：西部信托西部信托中信證券定向資管單一資金信托中信證券定向資管單一資金信托上報(bào)部門：上報(bào)部門：證券業(yè)務(wù)部證券業(yè)務(wù)部第一調(diào)查人：第一調(diào)查人：牛婷第二調(diào)查人：第二調(diào)查人：姚濤部門負(fù)責(zé)人：部門負(fù)責(zé)人：姚濤上報(bào)時(shí)間：上

27、報(bào)時(shí)間：20132013年7月2525日balancedrunthesatisfactionofthepeopleeducation.RoomXXCityBureauofeducationalsupervisionofXXmunicipalityMay62016CountyeconomicinfmationBusinessCouncilSystemCommittee“twolearnado“l(fā)earningarrangementsspe

28、cificprogrammefadvancefullstrictlyrulepartyaccdingtoCountyganizationDepartmentonCounty“twolearnado“l(fā)earningarrangementsofspecificprogrammeIBoardlearningeducationimplementationprogrammespiritaccdingtodistinguishlevelhasta

29、rgetedsolutionproblemofrequirementsensurelearningeducationmadeeffectivenesspromoteallmembersconsciouslyrespectedConstitutioncomplywithpartyruleswithXIGeneralSecretaryseriesimptantspeechspiritarmedmindguidepracticePromote

30、thewkbequalifiedpartymemberslearningarrangementsareherebymakesthefollowingspecificprogrammes.LearningrequirementsonallpartymemberstostudythepartyConstitutionpartyrulesunifytheXIseriesofimptantspeechGeneralSecretaryspeech

31、learningseriestodeepenunderstingoftheConstitutionPartyrulesConstitutionPartyrulesinthedeepinsightseriesaddressthebasicspiritpracticalrequirements.1.ConstitutionPartyrules.LearningofthepartyConstitutionadeepunderstingofth

32、epartysnaturepurposeguidingprinciplesgoalsganizationgoodstylegraspconditionsrightsobligationsofpartymembersbearinginmindthatoathclearqualifiedpartymembercriteriaconditions.LearningthecodeofselfdisciplineoftheCPCtheCPCsdi

33、sciplinaryregulationstheChineseCommunistPartyMemberRightsdinancesoonmasteringselfdisciplinestardsof“fourmust“the“fourupholdings“masteringvarioustypesofdisciplinaryoffencepunishmentprovisions.2.seriesspoke.ToXIGeneralSecr

34、etaryseriesimptantspeechreading(2016version)outpovertyfbasictextbooklearningunderstXIGeneralSecretaryseriesimptantspeechofbasicspiritlearningunderstCentralrulingactingpoliticalnewconceptnewthoughtnewstrategyofbasicconten

35、tlearningunderstXIGeneralSecretaryinFujianwkduringadvocateof“fourgrassroots““immediatelyondo““““weakbirdfirstfly“theinNanpingresearchstudyproposedof“gravityXiamoved““innovationmechanism“imptantthoughtMasterstrengthenthep

36、artyspiritfulfillsthepurposeideasmalacterconservationrelatedtothebasicrequirements.Mainunderstmasterfollowingaspectscontent:(1)idealfaithisCommunistsspiritShangof“calcium“setrightofwldviewOutlookonlifevalues(2)Chinadream

37、isnationalofdreamnationalofdreampeopleofdreamisChinesemodernyilaimostgreatofdreamceEssentialsisnationalprosperitynationalrevitalizationpeoplehappiness(3)ChinafeaturesSocialistisachievedChinesegreatrevivalofwayenhancedroa

38、dconfidencetheyconfidencesystemconfidence(4)“fourafull“StrategylayoutisnewofhistyconditionsXiapartyrulingactingpoliticaltotalstrategyconsciouslywith“fourafull“l(fā)edthewk(5)insistedinnovationcodinationgreenopenshareddevelop

39、mentisrelationshipChinadevelopmentglobalofonedeepchangeaccdingtonewdevelopmentconceptdojob(6)practicelineSocialistcevaluespromoteSocialistthoughtmalChinesetraditionalvirtue目錄目錄第一章信托項(xiàng)目的設(shè)計(jì)方案及運(yùn)作模式...........................

40、...................1一、項(xiàng)目背景.............................................1二、信托設(shè)計(jì)方案..........................................1三、關(guān)聯(lián)交易的說明........................................2第二章委托人概述.......................................

41、...........................................2一、民生銀行概述..........................................2二、財(cái)務(wù)情況..............................................8第三章資管計(jì)劃管理人概述............................................................

42、....12一、中信證券概述.........................................12二、財(cái)務(wù)情況.............................................18第四章信托投資標(biāo)的情況....................................................................22第五章項(xiàng)目存在風(fēng)險(xiǎn)分析和防范措施.............

43、...................................24一、風(fēng)險(xiǎn)揭示.............................................24二、風(fēng)險(xiǎn)承擔(dān).............................................25第六章信托項(xiàng)目可行性評(píng)價(jià)................................................................2

44、5第七章項(xiàng)目經(jīng)理意見............................................................................26第八章部門結(jié)論....................................................................................26第九章聲明..................................