現(xiàn)代信托業(yè)法律問題研究——中美受托人忠實義務比較研究.pdf

1、中國海洋大學碩士學位論文現(xiàn)代信托業(yè)法律問題研究——中美受托人忠實義務比較研究姓名：段文鵬申請學位級別：碩士專業(yè)：經濟法學指導教師：申政武20070608StudyofLegalProblemsofModemTrustIndustryComparativeStudyofSino—USLoyaltyDutyofTrusteeAbstractTrustisagreatcreationofBritishEquityModemtrustindus

2、trybasedonthelegalsystemoftrusthasbeenwidespreadintheworldtodayTmstandthebankingirlsumnCe。securities。constitutethefourpillarsoftheflnancialindustryIntrust，thetrusteeholdthetrustpropertyinthenameoftheownerandhavemlmivelyi

3、ndependentrightsofthemanagementoftrustpropertywhichinheresagreaterriskwhichisthattrosteewillmisappropriatetherightstoseekpersonalinterestsToaddressthissystemicrisk，llalatlawprovidedthedutyofloyaltytheprine如leofwhichisthe

4、strict“soleinterestmle”Underthesoleruleatrusteeshalladministerthetrustsolelyintheinterestsofthebeneficiariesandcouldn’tplacethetfllstec’sowninterestsoverthoseofthebeneficiariesItisnoexaggerationtosaythatthedutyof10yaltyi

5、sasafetyvalveoftrust，whichisofveryimportantpositionandroleandtowhichisreferredas”theessentialprincipleoftrustfiduciarylaw’Thedutyofloyaltytowhichthepartyoftrustindustrymustobeyplaysaveryimportantroleinregulatingtheindust

6、ryorderandprotectingtheinterestsofthebeneficiaryTherefore。tesearchthedutyoflovalt、risofgreatsignificanceAlthoughoriginatedinBritaintrustindustryintheU11itedStateshasachievedgreatSuCcessandprosperityandhasbecomethemodelof

7、theworldcharacterizedbyrapiddevelopment，largescale，richtrustproductsandetcInmorethan100yearsofthedevelopmentoftrustindustryintheUnitedStatesthedutyofloyaltyhaspersistedinthestrictsoleinterestmlewhichprohibitstrusteefroms

8、eekingpersonalinterestsintrustmanagementwithonlyafewexceptionsButatthebeginningOf21stcenturynew仃endsoflawandtheoryofthedutyofloyaltyhasemergedOnonehandmanyexceptionswcrcprovidedin”uniforillnustCode”(2000)Andontheotherhan

9、d，newthesiswhichadvocatesturningthesoleinterestruleto“bestinterestsrule”。hasattractedwideattentionintheUnitedStatesInourOpinion，thedevelopmentandchangesofthedutyofloyaltyarecloselyrelatedtothedevelopmentofthetrustindustr

10、yintheUnitedStates1hstindustryi11Chinaischaracterizedbyshorterdevelopmenttimesmallerscaleand10wercompetitivenessWiththe”1’mstLaw”andotherrelevantlawsandregulationsthedutyofloyaltyhasestablishedinChinaButtherearecertainfl

11、awswhichrelatestotheproblemsofthetrustindustryinChinaThereforeourlawneedstobeimprovedButtherearesomeproblems0ntheonehand，trustandtrustindustryisproductsofBritishandmmericanlegalsystemsothatintroductionandimprovementshoul