證券英語詞匯

1、證券詞匯2006110209:06accredited隸屬adjustedliabilities經(jīng)調(diào)整負債advertisement廣告advisingoncpatefinance就機構(gòu)融資提供意見advisingonfuturescontracts就期貨合約提供意見advisingonsecurities就證券提供意見AdvisyCommittee咨詢委員會agents代理人aggregategrossfeigncurrencypos

2、ition合計外幣總持倉量agreement協(xié)議agreementinwriting書面協(xié)議amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額ancillarystabilizingaction附帶穩(wěn)定價格行動appealpanel上訴委員會applicant申請人application申請applicationfreview復核申請appointedday指定日期approvedbankin

3、cpatedoutsideHongKong法團的銀行以外成立為核準的在香港approvedcreditratingagency核準信貸評級機構(gòu)approvedcustodian核準保管人approvedfuturesexchange核準期貨交易所approvedintroducingagent核準介紹代理人approvedinvestmentadviser認可投資顧問approvedlendingagent核準借出代理人approved

4、person核準人士approvedredeemableshares核準可贖回股份approvedregionalexchange認可地區(qū)性交易所approvedsecuritiesbrowinglendingcounterparty核準證券借貸對手方approvedshareregistrar認可股份登記員approvedstbysubdinatedloanfacility核準備用后償貸款融通approvedstockexchange

5、核準證券交易所approvedsubdinatedloan核準后償貸款arbitrationpanel仲裁小組arbitrat仲裁人articles章程細則assetmanagement資產(chǎn)管理associate有聯(lián)系者associatedcpation相聯(lián)法團associatedentity有聯(lián)系實體clearinghouse結(jié)算所clearingparticipant結(jié)算所參與者clerk書記client客戶clientassets

6、客戶資產(chǎn)clientcollateral客戶抵押品clientcontract客戶合約clientmoney客戶款項clientsecurities客戶證券clientsecuritiescollateral客戶證券及抵押品closingdate截止日期codes守則collateral抵押品collateralizedwarrants有抵押權(quán)證collectiveinvestmentscheme集體投資計劃Commission證監(jiān)會；

7、監(jiān)察委員會commission傭金CommissioneroftheIndependentCommissionAgainstCruption廉政專員commonclient共同客戶companiesinspect公司審查員company公司compensation賠償compensationfund賠償基金complaintsofficer投訴主任completion完成concentrationdiscountingfact集中折扣系

8、數(shù)conditionaloffer有條件要約conduct行為constitution章程contractmultiplier合約乘數(shù)controller控制人controllingentity控權(quán)實體controllingentityrelationship控權(quán)實體關系controllingperson控權(quán)人士cpatefinanceadvisercpatefinanceconsultant機構(gòu)融資顧問cpation法團court法庭