我國(guó)基層央行對(duì)商業(yè)銀行的內(nèi)部控制評(píng)價(jià)研究.pdf

1、天津大學(xué)碩士學(xué)位論文我國(guó)基層央行對(duì)商業(yè)銀行的內(nèi)部控制評(píng)價(jià)研究姓名：魯海英申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：工商管理指導(dǎo)教師：汪波2001.5.1AbstractIFore1980、SthefinancialrisksinworldbankingindustryincreasesharplyalongwiththeboomingfinancialcrisesThoughthecausesaredifferent，itahnostincludesba

2、nkingsystem，theinternalcontrolofcommercialbankingsystemwithoutanyexception，whichiSthebasicandessentialfactorTheevaluationofcommerciaIbanks’internalcontrolforthecentralbank，whichfocusesonavoidingandeliminatingrisksinthefo

3、rmofforefeedbackcontr01becomesintothemostimportantfactorinthefinancialsupel‘visionforthecentralbankOnthebaseofwidelycollectingrelevantmaterialsonabroadanddomesticfinancialrisksandfinancialcrises，inthelightofthepresentcir

4、cumstanceofsupervisingcommercialbanks’internalcontroiforthecefltralbank，thethesisoffersconcreteevidencebymeansofanalyzingtwotypicalcommercialbanksselectedfrom67commercialbankstostudythefeasibilityoftheexistingevaluationm

5、easureofcommercialbanks’internalcontrolforlocalcentralbanks，analyzingitsdefectsandputtingforwardimprovementadviceFinallythethesisposesanewsetoffeasiblemeasuretoevaluatecommercialbanks’internalcontrolforChineselocalcentra

6、lbanks，anddrawsacompletelydifferentevaluationconclusionoftheabove—mentionedtwocommercialbanksbycitingconcreteevidencedata，hencefurtheranalyzeandprovethecredibility，theavailabilityandthepracticabilityofthenewevaluatingmea