論英國統(tǒng)合金融監(jiān)管模式及其啟示——以英國《2000年金融服務(wù)與市場法》為中心.pdf

1、復(fù)旦大學(xué)碩士學(xué)位論文論英國統(tǒng)合金融監(jiān)管模式及其啟示－－以英國《2000年金融服務(wù)與市場法》為中心姓名：印蘭申請學(xué)位級別：碩士專業(yè)：法律碩士指導(dǎo)教師：許凌艷20100529ABSTI溘CTBygivingabriefintroductionofFinancialServicesandMarketsAct2000，especiallytheintegratedregulationinstitutionFSAundertheact，thiSa

2、rticleindicatesadvantagesoftheregimeoftheUnitedKingdomBasedonthiS，thisarticleanalysesthedisadvantagesofthefinancialregulationregimeofourcountryandalsopointsouthowtolearnfromtheUnitedKingdomThisarticlecanbedividedintothre

3、eparts：Inthefirstpart，thearticleintroducesthelegislationbackground，reasonandcontentsoftheFinancialServicesandMarketsAct2000Afterthat，thisarticleintroducestheobjectives，operationmechanismofFSAaswellasthetransferfromrule——

4、basedregulationtoprinciples—basedregulationofFSAInthesecondpartofthisarticle，thewriteranalysesindetailtheintegratedfinancialserviceregulationinstituteFSAandpoints—outitscharacteristicsMeanwhile。thewritergivesananalysisof

5、thetransferfromrulebasedregulationtoprinciples——basedregulationandillustratesthemeaning，thereasonandpreparationworkofthiskindoftranSferFinally，theauthorputsforwardtwoconstructivesuggestionsontheimprovementofthefinancialr

6、egulationregimeofourcountry：first，toestablishanintegratedregulationinstitutionofourcountrySOtoimplementthefunctionalregularion：second，tolearnfromtheprinciples——basedregulationofUnitedKingdomSOtoimprovethefinancialregulat